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Epistemology and Evolution

by Michele Marsonet.

(University of Genoa, Italy
Philosophy Department)

What does it mean to endorse an evolutionary epistemology? The term “evolutionary epistemology” has two distinct, but interrelated, traditions. One exhibited in K.R. Popper, is a matter of a cultural development involving an evolution-analogous approach according to which ideas battle for selection by the way of adoption and perpetuation in the human community through a process in which the fittest are likely to prevail. This, in effect, is cultural evolution by rational selection.
The other, originated by Herbert Spencer and Charles Darwin and carried forward among others by C.S. Peirce, holds that the human mind has certain genetically determined innate dispositions to manage things in a particular way because this is conducive to survival. This represents paradigmatic biological evolution through natural selection.
As a full-fledged approach to the theory of knowledge, however, the term has been brought to the fore by more recent works, among which those by Donald Campbell deserve a special mention. As such, evolutionary epistemology presents a cognitive approach which is different from that endorsed by orthodox analytic philosophy, and has instead strong links with the so-called “naturalistic turn.”
To understand the significance of the problem, we must address a basic question: which kind of evolution are we referring to when talking of evolutionary epistemology? If we take evolution to be an undifferentiated concept, such that no useful distinction can be found in it, we are on a wrong track. The evolutionary “pattern” is certainly one, but for sure this should not lead us to assume that the specific characteristics of mankind must be left out of the picture, either because they are not important or because no specifically human characteristic is admitted. An evolutionary framework must instead be pluralistic.
The evolutionary pathway provided by the route of intelligence is one of the alternative ways of coping within nature that are available to biological organisms (among the others, we may for example mention toughness, multiplicity and isolation). Human beings, thus, can be said to have evolved to fill a possible ecological niche left free for intelligent creatures. There are, however, many ways to look at the evolution of mankind. After all, intelligence has evolved not because the emergence of intelligence aids the survival of its possessors within nature. It arises through evolutionary processes because it represents one effective means of survival. Intelligence is our functional substitute for the ferocity of lions or the toughness of microorganisms.
So, it might even be said that this is our specific manner of fighting the battle for survival: we would not be here if our intelligence-led rationality were not survival-conducive. But does all this mean that intelligence is an inevitable feature of conscious organic life? The answer to such a question is crucial and, as long as we are concerned, is negative. So it is interesting to note that this position differs – although not totally – from that endorsed by a well-known theoretical physicist like Paul Davies, who claims in this respect:

[…] An increasing number of scientists and writers have come to realize that the ability of the physical world to organize itself constitutes a fundamental, and deeply mysterious, property of the universe. The fact that nature has creative power, and is able to produce a progressively richer variety of complex forms and structures, challenges the very foundation of contemporary science […] there is a growing dissatisfaction with sweeping reductionism, a feeling that the whole really is greater than the sum of its parts […] Especially in physics, the synthetic or holistic approach is becoming increasingly fashionable in tackling certain types of problem […] many scientists would still reject the idea of a cosmic blueprint as too mystical, for it implies that the universe has a purpose […] Perhaps the apparent unity of the universe is merely an anthropocentric projection […] These deep issues of existence have accompanied the advance of knowledge since the dawn of the scientific era. What makes them so pertinent today is the sweeping nature of recent discoveries in cosmology, fundamental physics and biology.

An interesting fact to be noted is that Davies deems important the theses – even though he does not share them completely – of Pierre Teilhard de Chardin.
In any event, for our actual purposes it is important to explain why we cannot totally endorse what Davies states, even though accepting the holistic and synthetic impetus of his assertions. Intelligence should not deemed to be the inevitable outcome of organic life, the reason being that no purposive motive can be attributed to nature in this respect. Taking this path, we risk either to run into an anthropocentric projection of the universe, or to adopt some kind of pantheism in which Nature (whose name should be written with a capital “N”) assumes the role that God plays in Christian theology. Intelligence must instead be endowed with functional characteristics: it is not the outcome of some hidden necessity but, rather, it arises out of practical needs.
It is important, in my view, to avoid any foundationalist explanation: the process of acquiring information about the world that surrounds us has nothing “mysterious” about it because, if we did not succeed in our cognitive endeavors, then we would not be here as the creatures that we actually are. At this point, however, a crucial question must be posed: does biological Darwinism give us a sufficient rationale for our cognitive resources?
As a matter of fact, Darwinism can be not only biological, but also cognitive. And this is because we need to explain not only the evolutionary development of the cognitive faculties of which human beings are provided, but also the fact that it affects the content of knowledge. A materialist thinker may believe that the two explanations are just one, being the content of knowledge reducible to the cognitive faculties. This, however, would be true only if humans were to transmit to their progeny nothing but genetic traits, and it can be shown that the real situation is rather different. We constantly transmit, in fact, both as individuals and as members of a social-linguistic community, such intellectual instruments as concepts, beliefs and methodologies, which simply means that a selective process operates at both the physical and the ideational levels.
The scheme we get by adopting this stance is, thus, more complex than the reductionist one, since any element of the biological sphere is matched by an analogous element located in a sphere that may be defined as “sociological-intellectual”, according to the following lines. At the biological level we have:

(A) Biological mutation;
(B) Reproductive elimination of traits through their non-realization in an individual’s progeny; and, eventually,
(C) One’s physical progeny.

The same steps can be traced at the sociological-intellectual level:
(A1) Procedural variation;
(B1) Reproductive elimination of processes through their lapsed transmissions to one’s successors (for example, children or students);
(C1) Those individuals whom one influences.

The differences between (A)-(C) and (A1)-(C1) are clearly visible but, no doubt, the same process is at issue in both cases, since both involve structures that are maintained over time. No one denies, of course, that the biological side precedes the other from a chronological viewpoint, because no cultural development would ever be possible in absence of biological evolution. But, on the other hand, the problem of the development of thought-procedures within humankind needs something beyond natural evolution, provided we wish to grant to the phenomenon of thought the importance it undoubtedly deserves.
So we have both a biological evolution which is Darwinian, “with teleologically blind natural selection operating with respect to teleologically blind random mutations”, and a cultural evolution which is Teilhardian, “governed by a rationally-guided selection among purposefully devised mutational variations.”
Our cognitive capacities and faculties are part of the natural endowment we owe to biological evolution. But our cognitive methods, procedures, standards, and techniques are socio-culturally developed resources that evolve through rational selection in the process of cultural transmission through successive generations. Our cognitive hardware (mechanisms and capacities) develops through Darwinian natural selection, but our cognitive software (the methods and procedures by which we transact our cognitive business) develops in a Teilhardian process of rational selection that involves purposeful intelligence-guided variation and selection. Biology produces the instruments, so to speak, and culture writes the music – where obviously the former powerfully constrains the latter.
It is worth noting at this point how this evolutionary epistemology differs from the one delineated in a famous (and previously quoted) book by Karl Popper. The Austrian-born philosopher based his approach on the “random conjectures and refutation” model. A scientist, for example, faces the problem of explaining nature’s doings by one of the endlessly many hypotheses that he has at his disposal. Subsequently he chooses to endorse a conjecture from this infinite range, and the testing itself, via falsification, furnishes the necessary selection. According to Popper’s picture we have, in sum, a sort of blind and random mechanism: his famous “trial-and-error” search procedure.

On such Popperian grounds, however, scientific progress becomes more or less inexplicable. In particular, the “success in furnishing explanatory theories that perform well in prediction and the guidance of applications in a complex world is now an accident of virtually miraculous proportions, every bit as fortuitous as someone’s correctly guessing at random the telephone numbers of someone else’s friends.” Furthermore, on these bases it becomes quite hard to explain Popper’s recourse to truth conceived of as “regulative ideal”, just because his random strategy gives us no warrant whatsoever for the conviction that we are indeed approaching ideal truth (and, in fact, Popper clearly states that our cognitively successful endeavors are “miraculously improbable, and therefore inexplicable).
The difference in Popper’s and Rescher’s approaches lies, in my view, in their extremely different opinions about two key philosophical issues. The first is induction and the methods for justifying inductive reasoning. In this regard the former adopts, as is well known, a destructive stance: inductive reasoning cannot be justified from the logical point of view and, thus, nothing like induction exists. The stance of the latter is, instead, much more articulated, and credits the human intellect with a sort of inductively oriented heuristic skill, that allows us to single out those alternative hypotheses that are likely to prove more promising candidates than the others. Rescher’s concept of “induction” is thus rather broad and flexible and, just for this reason, more useful than the narrower notion of induction – like that put forward by J.S. Mill – conceived of as a method for reasoning to a universal generalization from its supportive instances:

[…] induction is understood to include all of our rational devices for reasoning from evidence in hand to objective facts about the world. Induction, thus understood, will encompass the whole of “the scientific method” of reasoning, and in treating of the justification of induction we take in hand the validation of the processes of reasoning in the sciences […] induction becomes a process of plausible reasoning from the “data” of experience, with the parameters of systematicity themselves playing the role of standards of plausibility. All the familiar modes of inductive inference can be fitted into this general pattern of reasoning.

The second issue, over which Rescher and Popper are at odds, is holism. This is one of Popper’s main critical targets (especially in his political philosophy writings), while a general holistic attitude is present in Rescher’s works. So, while for Popper useful hypotheses emerge as a result of somewhat haphazard combinations, for Rescher this is the outcome of the detection of patterns in empirical data. An analysis of the strong differences that separate the two authors could of course be pushed much further, but we refrain from doing so because, after all, this is not the task of the present book. What should instead be noted is that many people nowadays look with a certain surprise to the “methodological anarchism” which seems to have many followers in contemporary philosophy of science. They usually heap all the blame on Paul Feyerabend, just forgetting that he was for many years a pupil of Popper (even though, later on, he began attacking his former master). Feyerabend consistently developed some elements contained in Popper’s philosophy, taking some of the master’s assertions at their face value. So, when we read statements like these:

[…] A second idea that plays an important role in the defense of Western civilization is the idea of Reason or rationality […] To be rational in the material sense means to avoid certain views and to accept others […] it would be hardly fruitful to let statements such as ‘this is rational’ or ‘this is irrational’ influence research […] The notions are ambiguous and never clearly explained, and trying to enforce them would be counter productive […] Strictly speaking we have here two words, ‘Reason’ and ‘Rationality’, which can be connected with almost any idea or procedure and then surround it with a halo of excellence.

This is a critique of materialistic epistemology. It means to oppose the objective is to explain the workings of the mind uniquely in terms of the operations of the brain. We must distinguish between the (a) possession of intelligence, which can be accounted for in a satisfactory way by biological evolution, and (b) our use of it, which calls for a different sort of evolutionary approach. We need to address the development of thought-mechanisms, which Rescher equates to a kind of “software” (the “hardware” being the aforementioned possession of intelligence). Here the concept of “possibility” plays a very important role, since biological evolution reacts only to actually realized changes in environing conditions: cultural evolution in its advanced stages can react also to merely potential changes in condition through people’s capacity to think hypothetically and thereby to envision “what could happen if” certain changes occurred. In other words, we need to distinguish methods from faculties, in order to give a satisfactory explanation of why man is the kind of creature that he actually is.